Quantum Mechanics – Is the Ground State in QM Always Unique and Why?

ground-statehamiltonianhilbert-spacequantum mechanics

I've seen a few references that say that in quantum mechanics of finite degrees of freedom, there is always a unique (i.e. nondegenerate) ground state, or in other words, that there is only one state (up to phase) of the Hamiltonian with the minimum eigenvalue.

My questions:

  1. Is it true?

  2. Under what condition is it true?

  3. I can easily construct a Hermitian operator, in a finite dimensional space, which has two lowest eigenvectors. For example, if $ \left\{ {\left| a \right\rangle ,\left| b \right\rangle ,\left| c \right\rangle } \right\} $ is an orthonormal basis of a 3-dimensional Hilbert space, define a Hamiltonian
    $$H = 1 \cdot \left| a \right\rangle \left\langle a \right| + 1 \cdot \left| b \right\rangle \left\langle b \right| + 2 \cdot \left| c \right\rangle \left\langle c \right|.$$
    Then $\left| a \right\rangle $ and $\left| b \right\rangle $ are two ground states. If the answer to Q1 was 'yes', how is that consistent with this hamiltonian?

Best Answer

I believe that it is true as long as there does not exist a non-trivial unitary operator $U$ that commutes with the Hamiltonian ($[H,U] = 0$) in the subspace of ground states. If such an operator exists then for a ground state $|\phi_0\rangle$ with energy $E_0$ we have $$HU|\phi_0\rangle = UH|\phi_0\rangle = E_0\left(U|\phi_0\rangle\right)$$ and so $U|\phi_0\rangle$ also has the lowest possible energy $E_0$ and it thus also a ground state. Note that the statement of non-triviality of $U$ is important. It needs to be non-trivial in the subspace of ground states, that is $U|\phi_0\rangle \neq e^{i\theta}|\phi_0\rangle$ for any phase $\theta$, otherwise there is no degeneracy. (Unitarity is needed so that $U|\phi_0\rangle$ is a state with norm 1)


More succinctly, if there exists a unitary operator $U$ such that $[H,U]=0$ and $U|\phi_0\rangle\neq e^{i\theta}|\phi_0\rangle$ for any phase $\theta$ then we have ground state degeneracy.


In the example you have given we see that the matrix elements in the basis given $\{|a\rangle,|b\rangle,|c\rangle\}$ is $$H = \begin{pmatrix}1&0&0\\0&1&0\\0&0&2\end{pmatrix}$$ from which we see there exists a unitary operator, with matrix elements $$U = \begin{pmatrix}0&1&0\\1&0&0\\0&0&1\end{pmatrix}$$ which commutes with $H$ and is non-trivial in the ground-state space.


Proof that non-existence of $U$ implies non-degenerate ground state:

Assume $\nexists U$ s.t. $\{[H,U]=0 ~~\mbox{and}~~ U|\phi_0\rangle \neq e^{i\theta}|\phi_0\rangle\}$

Now, for every state $|a\rangle$ and $|b\rangle$, $\exists U_{ab}$ which is unitary that takes us from $|a\rangle\rightarrow|b\rangle$. We are interested in the operator that take us from $|\phi_0\rangle$ to any $|a\rangle$ in our Hilbert space (which obviously includes all possible ground states), which we denote by $U_{a0}$. This means that any state $|a\rangle$ can be written as $|a\rangle = U_{a0}|\phi_0\rangle$. By our starting assumption $U_{a0}$ either satisfies $$(1)~~~~~~ [H,U_{a0}]\neq 0,~~~~~~~~\mbox{or}~~~~~~~~(2)~~~~~U_{a0}|\phi_0\rangle = e^{i\theta}|\phi_0\rangle$$ If (1), then we have $$H|a\rangle = H U_{a0}|\phi_0\rangle \neq U_{a0}H|\phi_0\rangle = E_0|a\rangle~~~\implies~~~H|a\rangle \neq E_0|a\rangle$$ and so $|a\rangle \neq |\phi_0\rangle$ is not a ground state.

If (2), then $|a\rangle = e^{i\theta}|\phi_0\rangle$ and so $|a\rangle$ and $|\phi_0\rangle$ represent the same state.

Thus the non-existence of $U$ implies the non-existence of a second ground state and thus non-degeneracy.

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