[Physics] How does one derive the Einstein Field Equations

general-relativity

I've been trying to teach myself General Reletivity recently, I've came across two problems whisled doing so; I don't really understand why $R=g^{\mu\nu}R_{\mu\nu}$, why couldn't I contract the indices with a different two index tensor eg. $R=\gamma^{\mu\nu}R_{\mu\nu}$, and I don't understand how the Einstein Field Equations are derived. I've searched online and most people derive it by using the Einstein-Hilbert action, but my understanding on Calculus of Variations is a bit shakey and I don't understand what Einstein and Hilbert were trying to minimise. So if you can explain an easy way of deriving the Einstein Field Equations or explain the Einstein-Hilbert action and deriving the equations through it that will be much appreciated.

Best Answer

Once the geometric context of gravity is clear (which is really kind of independent of the specific field equations), one can reason as follows.

The field equation must reduce to the field equation of Newtonian gravity, which is $$ \nabla^2\phi=\kappa\rho, $$ where $\rho$ is the density of the source ($\kappa$ is an irrelevant constant).

We know from special relativity, that mass/energy density is by itself not a scalar quantity, but (in $c=1$ units) is the $00$ component of the stress-energy tensor, $\rho=T^{00}$.

If we want a geometric description and the equivalence principle, then particles moving under the effects of solely gravity must obey the geodesic equation, which is $$ \frac{d^2\gamma^\mu}{d\tau^2}=-\Gamma^\mu_{\kappa\lambda}\frac{d\gamma^\kappa}{d\tau}\frac{d\gamma^\lambda}{d\tau}. $$

In the nearly flat spacetime ($g_{\mu\nu}=\eta_{\mu\nu}+h_{\mu\nu}$) and slow particle ($d\gamma^0/d\tau$ dominates over the spatial components) we get $$ \frac{d^2\gamma^\mu}{d\tau^2}=-\Gamma^\mu_{00}\left(\frac{d\gamma^0}{d\tau}\right)^2, $$ where in this limit the connection is $\Gamma^\mu_{00}=\frac{1}{2}\eta^{\mu\rho}(2\partial_0h_{0\rho}-\partial_\rho h_{00})$. We further assume that the metric doesn't change in time (Newtonian gravitation has no time evolution), then we get $$ \frac{d^2\gamma^\mu}{d\tau^2}=\frac{1}{2}\left(\frac{d\gamma^0}{d\tau}\right)^2\partial^\mu h_{00}. $$

Due to staticness, the 0 component of this equation is just $d^2\gamma^0/d\tau^2=0$, which means that $d\gamma^0/d\tau$ is constant, so we can divide by its square (and use that $\gamma^0$ is basically the $t$ coordinate time), we get $$ \frac{d^2\gamma^i}{dt^2}=\frac{1}{2}\partial_i h_{00}, $$ which is the equation of motion in a Newtonian gravitational field if $h_{00}=-2\phi$.

So going back to the Poisson equation $\nabla^2\phi=\kappa\rho$, we know that $\rho=T^{00}$, and $\phi$ is related to $h_{00}$ and as such to $g_{00}$, and second derivatives of $\phi$ appear, so the Newtonian equation has the form $$ K^{00}=\kappa T^{00}, $$ but we want a tensorial equation, so the full gravitational equation should be $$ K^{\mu\nu}=\kappa T^{\mu\nu}, $$ where $K^{\mu\nu}$ is some kind of tensor field constructed out of the metric's second derivatives.

But we know from differential geometry, that all tensor fields depending on the metric's second derivatives are derived from $ R^\kappa_{\ \lambda\mu\nu} $, the curvature tensor.

There are not many second-rank tensors that can be made of this, one of them is $R^{\mu\nu}$ the Ricci tensor. Here we could also look at the Ricci tensor's Newtonian limit to see how it is related to $h_{00}$ but I don't want to do that here.

Unfortunately $K^{\mu\nu}$ cannot be proportional to $R^{\mu\nu}$ because the stress energy tensor must satisfy $\nabla_\nu T^{\mu\nu}=0$, but we have $$ \nabla_\nu R^{\mu\nu}=\frac{1}{2}\nabla^\mu R $$ from the Bianchi identity, so by rearranging we get $$ \nabla_\nu R^{\mu\nu}=\frac{1}{2}g^{\mu\nu}\nabla_\nu R \\ \nabla_\nu\left(R^{\mu\nu}-\frac{1}{2}g^{\mu\nu}R\right)=\nabla_\nu G^{\mu\nu}=0, $$ eg. the Einstein tensor $G^{\mu\nu}$ is automatically divergenceless. So we should have $$ G^{\mu\nu}\sim T^{\mu\nu}, $$ which is the Einstein field equation.

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