Quantum Mechanics – Using Heisenberg’s Uncertainty Principle to Prove Electron’s Exclusion from the Nucleus

atomic-physicsestimationheisenberg-uncertainty-principlenuclear-physicsquantum mechanics

This is the solution given in the textbook (my analysis below it):

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From my understanding, I believe this solution is wrong. My understanding is that the more accurately we know the position, the less accurately we know its velocity, or its momentum. I have two major arguments to contradict this which are from my understanding of the topic, which may be wrong →

  1. Conceptual Logic: The uncertainty has no relation with the real values. It is a degree of measuring how wrong we are rather than what wrong value we obtain. The Δv term should have nothing to do with the actual velocity and hence I believe this is wrong.
  2. Manipulative Logic: Nowhere do we use any concept/any information of the electron being present in the nucleus. Now, I split up the universe into small spheres, each of radius similar to nucleus. Applying Heisenberg's uncertainty principle to each such sphere, the electron can't exist at any of these. Hence, the electron doesn't exist.

Are my concepts wrong?

Best Answer

It’s a mistake to invoke relativity on the speed $v$ without also using the relativistic momentum $p$. But if this is a text for students who may be a little weak on relativity, it’s perhaps a pedagogically useful mistake. Most students come into a class knowing that the speed of light is a “speed limit,” even if they have only a vague idea of what happens as an object approaches that limit. Introducing all of the concepts you need to make this argument in a consistent way might be a lot to expect for the target audience of this text.

Physicists like to think in energy units. A correct version of this argument might be to replace

$$ \Delta x \Delta p \gtrsim \hbar $$

with

$$ \Delta x \cdot c\Delta p \gtrsim \hbar c \approx 200\rm\,MeV\,fm $$

(We won’t need to fuss about factors of two.) We know experimentally that an electron can be removed from an atom with an energy of a few eV. We suspect that the electron is held near the nucleus by electrical attraction, which is subject to the virial theorem, so its kinetic energy $T$ and its binding energy $U$ have the same magnitude, $T \approx -U$ (neglecting a factor of two). The uncertainty principle says that any particle confined to a nucleus, $\Delta x \lesssim 1\rm\,fm$, must have a momentum uncertainty $c\Delta p \gtrsim 200\rm\,MeV$. For an electron, mass $m_e c^2 \approx \frac12\rm\,MeV$, this momentum is hyperrelativistic, and the corresponding kinetic energy is $T\approx E\approx pc$. But if the electron were bound in a potential well with depth 200 MeV, you couldn’t ionize an atom with an eV-scale photon. Something’s got to give.

Note that if we make the same argument for a nucleon trapped in a nucleus, with mass $m_N c^2 \approx 1000\rm\,MeV$, we can mostly get away with using the nonrelativistic kinetic energy:

$$ T \approx \frac{p^2}{2m_N} = \frac{(cp)^2}{2m_N c^2} \approx 20\rm\,MeV $$

Actual nucleon-separation energies tend to be around 10 MeV, so if we assume $T\approx |U|$ this isn’t a bad guess at all. It’s reasonable to say that the size of the nucleus is directly related to the energies involved in the nuclear interaction by the uncertainty principle. And for that matter, the size of the atom is directly related to the scale of electron binding energies:

\begin{align} T_e &= \frac{p^2}{2m_e} \approx 10\rm\,eV \\ (pc)^2 &\approx 2 m_e c^2 T_e \approx 10^7\rm\,eV^2 \\ \Delta x &\approx \frac{\hbar c}{pc} \approx \frac{200\rm\,eV\,nm}{3\times10^3\rm\,eV} \approx \frac23 Å \end{align}

Of course, when you actually find a wavefunction, you don’t use the uncertainty principle: you use the wave mechanics of the Schrödinger equation. But the uncertainty principle is fundamentally a statement about how waves behave mathematically, so in factor-of-two land the result is fine. And if you leave factor-of-two land and compute carefully, you find that the uncertainties in position and momentum associated with an actual wavefunction are always larger than the minimum set by the uncertainty principle.

As for your specific complaints:

  1. The uncertainty has no relation with the real values.

This just isn’t so. Instead of a single atom, imagine an ensemble of 100 atoms, all fixed in place. If the electrons don’t leave their atoms, we know that the average vector momentum of the electrons must be zero. The uncertainty principle describes “one-sigma” uncertainties, so if you measured the electron momenta for your 100 atoms you expect about 32 of them to have momentum magnitude $|p|$ larger than $\Delta p$, and about 5 of them to have momentum magnitude $|p| > 2\Delta p$. (We talk more often about 68% and 95% “confidence intervals.”) If you picked an electron at random and guessed its momentum magnitude before measuring, $\Delta p$ is a better guess than zero.

  1. Now, I split up the universe into small spheres, each of radius similar to nucleus. Applying the Heisenberg's uncertainty principle to each such sphere, the electron can't exist at any of these.

This is actually a reasonable conclusion. The next step isn’t the one you take (“Hence, the electron doesn't exist”), but instead a counterintuitive statement about size: cold electrons are big, and can’t be confined. If you want an electron to be confined to a small volume, it has to be participating in some high-momentum interaction.

We often talk about an electron as a “point particle” with “zero size.” We say this because there doesn’t appear to be any other interaction that turns on when you probe an electron at short length scales. Such a short-range interaction would be a sign that the electron has some substructure. (For example, the nuclear interaction changes character at distances closer than about a femtometer, which is related indirectly to the composition of nucleons from quarks.) In the Copenhagen interpretation, and its bastard child the pilot-wave theory, we imagine there is a pointlike “real electron” that we can locate someplace. But as you have discovered, that’s inconsistent with the uncertainty principle. There are lots of situations where the mental model that “cold electrons are big” is helpful.

One physical consequence of “cold electrons are big” happens in white dwarf stars, which are held up by electron degeneracy. As you make the star hotter, the uncertainty on the momenta of the electrons $\Delta p$ gets bigger (because each electron is storing more energy on average). The extra uncertainty in $\Delta p$ allows the volume $(\Delta x)^3$ associated with each electron to shrink. White dwarfs get smaller as you heat them up, because cold electrons are big.

When I say that the mistake in your quoted textbook might be pedagogically useful, what I mean is that the textbook’s argument fits into five sentences and four lines of mathematics. My more-correct answer is substantially longer, and is shortened by plenty of mathematical “pay no attention to the man behind the curtain” which is easily justifiable but would make an intro student uncomfortable.

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