[Math] Why are anisotropic tori compact

ag.algebraic-geometryalgebraic-groups

I'll do my best to formulate everything in the modern language. Let $F$ be a local field. A torus $S$ is an $F$-group scheme of finite type such that $S \times_F \overline{F}$ is isomorphic to a finite product of copies of $\mathbb{G}_{m,\overline{F}}$ as $\overline{F}$-group schemes, where $\mathbb{G}_{m,\overline{F}} = \textrm{Spec } \overline{F}[T,T^{-1}]$. A character $\chi$ of $S \times_F \overline{F}$ is a morphism of $\overline{F}$-group schemes $S \times_F \overline{F} \rightarrow \mathbb{G}_{m,\overline{F}}$.

We say that $\chi$ is defined over $F$ if there exists a morphism of $F$-group schemes $\alpha: S \rightarrow \mathbb{G}_{m,F}$ such that $\chi = \alpha \times 1_{\overline{F}}$. If it exists, $\alpha$ is unique.

The trivial character is the morphism $S \times_F \overline{F} \rightarrow \mathbb{G}_{m,\overline{F}}$ coming from the $\overline{F}$-algebra homomorphism $\overline{F}[T,T^{-1}] \rightarrow \overline{F}[T_1^{\pm 1}, … T_n^{\pm 1}]$, $T \mapsto 1$. It is always defined over $F$.

We say that $S$ is anisotropic if the trivial character is the only character which is defined over $F$.

There is a natural way of topologizing the $F$-rational points $S(F)$ of $S$, such that it is a locally compact topological group. See for example here (http://math.stanford.edu/~conrad/papers/adelictop.pdf).

I have read that $S(F)$ is compact if and only if $S$ is anisotropic, but I have never seen an explanation of this. What is the most natural way to realize this result?

Best Answer

First, it should be noted that something much more general is true, and documented with proof in the literature. Suppose $F$ is the fraction field of a rank-1 henselian valuation ring $R$ (for simplicity feel free to assume $R$ is a complete discrete valuation ring, though one only needs that $R$ is henselian rather than complete, which in the rank-1 case is equivalent to the associated absolute value on $F$ admitting a unique extension to every finite extension of $F$: see 2.3.1 and 2.4.3 in Berkovich's paper in IHES 78 for that equivalence). For any affine $F$-scheme $X$ of finite type, it is well-posed to say $X(F)$ is bounded (with respect to $X$) if some some closed immersion $j:X \hookrightarrow \mathbf{A}_F^n$ the closed subset $X(F) \subset F^n$ is bounded; this is independent of the choice of $j$ and if $F$ is locally compact then it is equivalent to compactness of $X(F)$. If $G$ is a connected reductive $F$-group such that $G(F)$ is bounded then obviously $G$ is $F$-anisotropic (i.e., $G$ cannot contain ${\rm{GL}}_1$ as an $F$-subgroup, since boundedness is inherited by closed subschemes and $F^{\times}$ is not bounded (with respect to ${\rm{GL}}_1$). The great fact is that the converse is true: this is due to Rousseau, and a slick proof is given by Gopal Prasad in his paper Elementary proof of a theorem of $\dots$ in Bulletin de la SMF, tome 110 (1982), pp. 197-202.

My recollection is that Prasad's proof treats all such $G$ on equal footing, not requiring preliminary treatment of the case of tori. You might nonetheless consider this to be rather heavy for just treating tori, since Prasad's argument involves a lot of the structure theory of reductive groups (which admittedly simplifies to a triviality for tori).


Here is an argument that is a variant on Venkataramana's answer (comes down to the same fact about integral units being "bounded", but doesn't invoke facts about the semisimplicity of the algebraic representation theory of general tori over fields and includes some details that might make the argument look more complicated than it really is). Over any field $k$, we have an anti-equivalence of categories between $k$-tori $T$ and discrete ${\rm{Gal}}(k_s/k)$-modules $L$ that are finite free as $\mathbf{Z}$-modules (assigning to $T$ the geometric character lattice ${\rm{X}}(T) := {\rm{Hom}}_{k_s}(T_{k_s}, {\rm{GL}}_1)$ equipped with its natural (discrete) Galois action).

Let $\Gamma = {\rm{Gal}}(k'/k)$ for a finite Galois extension $k'/k$ that splits $T$. Then $L := {\rm{X}}(T)$ is a quotient of a finite direct sum of copies of $\mathbf{Z}[\Gamma]$ as a discrete $\Gamma$-lattice. Rationalizing to make the $\Gamma$-action semisimple, the $k$-anisotropicity of $T$ is exactly the condition that ${\rm{X}}(T)_{\mathbf{Q}}$ has no copy of the trivial representation. Equivalently, each map $\mathbf{Q}[\Gamma] \rightarrow {\rm{X}}(T)_{\mathbf{Q}}$ as $\Gamma$-lattices kills the trivial representation $\mathbf{Q}$. Hence, the $\Gamma$-lattice ${\rm{X}}(T)$ is a quotient of a direct sum of copies of $\mathbf{Z}[\Gamma]/\mathbf{Z}$. This latter Galois lattice corresponds to the $k$-subgroup $U^1$ of norm-1 units in ${\rm{R}}_{k'/k}({\rm{GL}}_1)$.

Going from $\Gamma$-lattices back to $k$-tori split by $k'$ turns this quotient presentation into a closed immersion of $k$-groups $T \hookrightarrow \prod_{j=1}^n U^1$, so it suffices to show that if $k$ is a rank-1 henselian valued field then $U^1(k)$ is bounded with respect to $U^1$. But with some review of the construction of Weil restriction through a finite extension of fields, one can show that if $k'/k$ is a finite extension of fields and $X'$ is an affine $k'$-scheme of finite type then the canonical bijection ${\rm{R}}_{k'/k}(X')(k) = X'(k')$ is a topological isomorphism, and that a closed subset if bounded with respect to ${\rm{R}}_{k'/k}(X')$ if and only if it is bounded with respect to $X'$.

In this way we are reduced to showing that the kernel of ${\rm{N}}_{k'/k}: {k'}^{\times} \rightarrow k^{\times}$ is bounded inside the "hyperbola" $uv=1$ within $k' \times k'$. But that kernel is a closed subgroup of $O_{k'}^{\times}$, so the desired boundedness is clear.

QED

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