Lie Groups – When is a Finite Dimensional Lie Group Not a Matrix Group?

lie-algebraslie-groupsrt.representation-theory

I have a smattering of knowledge and disconnected facts about this question, so I would like to clarify the following discussion, and I also seek references and citations supporting this knowledge. Please see my specific questions at the end, after "discussion".

Discussion and Background

In practice, groups that do not have any faithful linear representation seem to be seldom (in the sense that I believe it was not till the late 1930s that anyone found any).

By Ado's theorem, every abstract finite dimensional Lie algebra over $\mathbb{R}, \mathbb{C}$ is the Lie algebra of some matrix Lie group. All Lie groups with a given Lie algebra are covers of one another, so even groups that are not subsets of $GL\left(V\right)$ ($V = \mathbb{R}, \mathbb{C}$) are covers of matrix groups.

I know that the metaplectic groups (double covers of the symplectic groups $Sp_{2 n}$) are not matrix groups. And I daresay it is known (although I don't know) exactly which covers of semisimple groups have faithful linear representations, thanks to the Cartan classification of all semisimple groups. But is there a know general reason (i.e. theorem showing) why particular groups lack linear representations? I believe a group must be noncompact to lack linear representations, because the connected components of all compact ones are the exponentials of the Lie algebra (actually if someone could point me to a reference to a proof of this fact, if indeed I have gotten my facts straight, I would appreciate that too). But conversely, do noncompact groups always have covers which lack faithful linear representations? Therefore, here are my specific questions:

Specific Questions

Firm answers with citations to any of the following would be highly helpful:

1) Is there a general theorem telling one exactly when a finite dimensional Lie group lacks a faithful linear representation;

2) Alternatively, which of the (Cartan-calssified) semisimple Lie groups have covers lacking faithful linear representations;

3) Who first exhibited a Lie group without a faithful representation and when;

4) Is compactness a key factor here? Am I correct that a complex group is always the exponetial of its Lie algebra (please give a citation for this). Does a noncompact group always have a cover lacking a faithful linear representation?

Many thanks in advance.

Best Answer

Most of the answers can be found in Hochschild's book on the structure of Lie group.

a) Every complex semisimple group has a faithful rep (Thm 3.2 in Chap. XVII)

b) A connected Lie group with Levi decomposition $G=RS$ ($R$ the solvable radical, $S$ a semisimple Levi factor) is linear iff both $R$ and $S$ are linear (Thm 4.2 in Chap. XVIII)

c) A solvable Lie group $G$ is linear iff its commutator subgroup $G'$ is closed, and $G'$ has no non-trivial compact subgroup (Thm 3.2 in Chap. XVIII)

Now, let $G$ be a semi-simple Lie group. Assume that $G$ is simply connected. Then $G$ admits a greatest linear quotient. Indeed, let $G_{\mathbb{C}}$ be the simply connected complex group corresponding to the complexified Lie algebra of $G$. Let $L$ be the kernel of the canonical homomorphism $G\rightarrow G_{\mathbb{C}}$; so $L$ is a finite index subgroup of the center of $G$. Then $G/L$ is the greatest linear quotient of $G$, in the sense that, if $H$ is locally isomorphic to $G$ and $p:G\rightarrow H$ is a universal covering, the group $H$ s linear iff $p$ factors through $G/L$.