Von Neumann Hierarchy – Ordinal Rank in Zermelo Set Theory

foundationsset-theory

Let $T$ be the theory consisting of Zermelo's original set theoretic axioms (extensionality, empty set, pairing, union, powerset, infinity, separation, choice) together with foundation. Put more succinctly, $T$ consists of ${\rm ZFC}$ axioms without the replacement axiom scheme. The theory $T$ is too weak for most set theoretic purposes because, for instance, it cannot even prove the existence of transitive closures. We consider strengthening $T$ in the following two ways. Let $A$ be the axiom asserting that $V_\alpha$ exists for every $\alpha$ and let $A^*$ be the axiom asserting that every $x$ is an element of a $V_\alpha$. For example, $V_{\omega+\omega}$ is a model of $T+A^*$. Does $T$ together with $A$ imply $A^*$? Or is it possible that $V_\alpha$ exists for every ordinal $\alpha$, but there is a set without an ordinal rank?

Best Answer

Take the Zermelo ordinals to be defined by $Z(0) = 0$, $Z(\alpha+1) = \{Z(\alpha)\}$, and $Z(\lambda) = \{Z(\alpha): \alpha<\lambda\}$ (where $\alpha, \lambda$ are von Neumann ordinals). Then if we add $Z(\omega+ \omega)$ to $V_{\omega +\omega}$ and close under pairing, union, subsets, and powersets, we get a model of $T$ - Choice + $A$ which is not a model of $A^*$.

More precisely, let $D_0 = V_{\omega+\omega} \cup\{Z(\omega+\omega)\}$ and $D_{n+1}$ be the result of adding pairs, unions, subsets, and powersets of element of $D_n$ to $D_n$. Clearly, $M = \bigcup_{n <\omega}D_n$ is transitive and models $T$ - Choice. A simple induction shows that:

For every $x\in D_n$ there is an $\alpha<\omega+\omega$ such that the (von Neumann) ordinals in $tc(x)$ are less than $\alpha$.

Since $V_{\omega+\omega}\subseteq M$, it follows that the von Neumann ordinals in $M$ are just those in $\omega+\omega$. So it models $A$. Since the rank of $Z(\omega+\omega)$ is $\omega+\omega$, it doesn't model $A^*$.

(To get Choice in the form ``every set is well-orderable" we just throw in $x \times x$ at $D_{n+1}$ for $x\in D_n$).

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