[Math] Connes’ embedding conjecture for uncountable groups

gr.group-theorymodel-theoryoa.operator-algebras

In this topic, I will use the word uncountable group referring to groups whose cardinality is $\leq|\mathbb R|$.

Notation: $R$ is the hyperfinite $II_1$-factor, $\omega$ is a free ultrafilter on the natural numbers, $R^\omega$ is the tracial ultrapower, $\tau$ is the unique normalized trace on $R^\omega$, $U(R^\omega)$ is the unitary group of $R^\omega$.

Definition: A group $G$ is called hyperlinear if there is a group monomorphism $\theta:G\rightarrow U(R^\omega)$ such that $\tau(\theta(g))=0$ for all $g\neq1$.

Question 1: Does there exist an uncountable non-hyperlinear group?

A bit of background: the same question for countable groups is known as Connes' embedding problem for groups and it's still unsolved. When I began my PhD (Nov. 2008), my former advisor Florin Radulescu told L. Paunescu and myself that he would have liked to have a better understanding of the problem in higher cardinality. In particular, he asked us to see whether the free group on uncountable many generators, here denoted by $\mathbb F_c$, and the circle group $S_1$ were hyperlinear. Maybe he expected that one of them was not, but we came up with the general result that every subrgroup of $U(R^\omega)$ is hyperlinear (this is basically proved in http://arxiv.org/abs/0911.4978); in particular $S_1$ is hyperlinear and, with an additional 10-line argument, also $\mathbb F_c$ turns out to be hyperlinear. Moreover, the result is quite general and excludes many possible example a priori, making Question 1, in my modest opinion, non-trivial and interesting. At some point, maybe also talking with someone else (but I don't remember exactly who), I got quite convinced that Question 1 has the same level of difficulty of Connes' problem and that they may be actually equivalent. In this case, I would like to find a formal way to express that. In this view, a positive answer to the following question would not completely solve the problem, but would be a nice starting point.

Question 2: Let $G$ be an uncountable group. Do there always exist countable groups $G_1,G_2,\ldots$ and a free ultrafilter $\omega$ such that $G$ embeds into the algebraic ultraproduct of the $G_i$'s?

Update: as shown my Simon Thomas below, the answer is positive assuming CH. On the other hand, Joel's answer shows that without CH we have some weaker result. For instance, Question 2 has affirmative answer if we allow the sequence $G_i$ to be indexed by a possibly non-countable set $I$.

Thanks in advance,

Valerio

Best Answer

The general situation, where CH fails, may be informed by the Keisler-Shelah isomorphism theorem, which asserts that two first-order structures have isomorphic ultrapowers if and only if they have the same first-order theory.

In particular, for any infinite group $G$ at all, of any size, we may take a countable elementary subgroup $H$, meaning in particular that they have the same first-order theory, and so there is a nonprincipal ultrafilter $U$ on an index set $I$ such that the ultrapowers $G^I/U\cong H^I/U$ are isomorphic. Since every first-order structure maps elementarily into its ultrapowers, this means in particular that $G$ maps elementarily (and hence monomorphically) into an ultrapower of $H$, a countable group.

Thus, this fully answers the version of question 2 in which we allow the ultrafilter to live on a bigger index set:

Theorem. For every group $G$ there is a countable group $H$ and a free ultrafilter $U$ on a set, such that $G$ embeds into the ultrapower $H^I/U$.

If you want to insist that the ultrafilter concentrate on index set $\mathbb{N}$, however, then things become more complicated. If the CH holds, then the Keisler-Shelah theorem shows that any two groups of size at most $2^{\aleph_0}$ and with the same theory have isomorphic ultrapowers by an ultrafilter on $\aleph_0$, and so the desired result is attained. In the non-CH case, however, what we seem to get is that for any cardinal $\lambda$, if $\beta$ is smallest such that $\lambda^\beta\gt\lambda$, then any two groups of size $\beta$ with the same theory have isomorphic utrapowers using an ultrafilter on $\lambda$. Thus, they each map into an ultrapower of the other.

The Keisler-Shelah theorem was proved first by Keisler in the case that GCH holds, using saturation ideas as in Simon's answer. The need for the GCH was later removed by Shelah.

Related Question