[Math] Concrete models of abstract structures

foundationsmodel-theoryset-theory

Most mathematicians seem to be contented with the fact, that abstract structures cannot be directly modelled as such in a set theory without ur-elements. What seems to me the standard stance: Set theory works pretty well without ur-elements, and it's simpler without them.

Given an abstract (uninterpreted) theory there are always infinitely many set-theoretic models (= concrete structures) which can be grouped in isomorphism classes. The only candidates for the corresponding abstract structures seem to be those isomorphism classes (as one once tried to model natural numbers as isomorphism classes of equipollent sets). But these are not sets (but proper classes, thus hard to handle), especially not "sets with structure" (but collections of). Only an arbitrary representative of such an isomorphism class would be a set with the desired structure, but it would be a too-concrete model, necessarily equipped with a lot of undesired structure – unless its base set consists of ur-elements!

For example, there is nothing like the standard (set-theoretic) model of the natural numbers as one definite abstract (set with) structure, but only concrete constructions (like von Neumann ordinals).

But wouldn't it be good to be able to single out the standard model as an infinite graph of "dots and arrows" by allowing ur-elements in the set-theoretic universe? (dots = ur-elements, arrows = ordered pairs)

$$\bullet \rightarrow \bullet \rightarrow \bullet \rightarrow\ …$$

Of course there would be infinitely many such models (permutations of the dots!), but they would be undistinguishable in a stronger sense than just being isomorphic, because the ur-elements are undistinguishable (apart from being different).

Questions:

  1. Is it just not worth the effort to deal with ur-elements for this
    purpose, because one can live
    comfortably without such set-theoretic abstract
    models?

  2. Or is there a severe conceptual error or misunderstanding in this undertaking: it's not only not worth the effort, but it will lead into trouble?

  3. Could this nevertheless shed a light on the interconnection between set theory and
    category theory (which pretends to know only dots and arrows)?

Side note: With ur-elements one can model each single natural number as a "bag of dots" (not as a "bag of structured objects" like the von Neumann ordinals), thus giving set-theoretic sense to Hilbert's strokes, which never really made it into set theory, did they?

Best Answer

I take your question to be about what we might call the structuralist perspective, the view that we specify mathematical objects and structures by their defining structural features, ignoring any internal or otherwise irrelevant structure that an instantiation of the object might exhibit. You perceive a tension between this view and the pure theory of sets, in which every set carries its hereditary $\in$-structure. You propose that the concept of urelements---objects that are not sets but which can be elements of sets---provide exactly what is needed to implement the structuralist perspective, for because urelements have no internal set-theoretic structure, there would seem to be nothing to ignore. So the plan appears to be for us to present the natural numbers as given canonically by urelements and thereby hope to finesse any need to engage the structuralist perspective directly.

But this strategy doesn't actually succeed, does it, since someone might permute the urelements---swap two of them, say---and thereby build a perfectly good copy of the natural numbers, still made from urelements. If the urelements were supposed to provide for you a canonical concept of the natural numbers, then you would have a canonical number $5$, but which urelement will you say is the real number $5$? Similarly, as you mention, we might swap the "dots" in your question. So even when we build our structures from urelements, the structuralist issue still arises. But the point of having them, if I understand you correctly, was to avoid that issue.

Secondly, urelements are often described as distinct but indistiguishable, each having all the same properties as the others. But this is problematic, since an urelement $x$ is the only urelement that has the property of being $x$, as well as the only element of $\{x\}$ and so on. Perhaps that urelement is also my favorite urelement! Or perhaps it was created first among all the urelements, whatever that might mean, or perhaps it even does have a secret internal, irrelevent mathematical but not set-theoretic structure that is hidden from our knowledge and which remains inaccessible to us. You might reply that all these are features of urelements that you want to ignore---they are irrelevant---but this would simply be admitting that you haven't avoided the structuralist issue with urelements.

I take these issues to show that urelements don't actually help us avoid the need to engage with the structuralist perspective directly. We want to adopt the structuralist view, and to specify our mathematical objects by their defining structural features rather than by the essential nature of their constituent objects.

The urelement concept arises naturally from two views in naive set theory, first, the view that one must have some objects before it is sensible to speak of sets of objects, and second, the view that set theory is essentially a supplemental theory, built on top of other mathematical theories, providing assistance in theoretic argument. One first has the natural numbers, for example, whatever they are, and then one may consider sets of natural numbers and sets of these sets and so on, and the same for real numbers, and these sets assist with the original mathematical analysis.

Set theorists quickly realized, however, that the structuralist perspective allowed them to abandon any need for the urelements---all the favorite mathematical structures can be constructed out of pure sets. Set theory proceeds in a pure, elegant development without urelements, and set theorists adopt the structuralist perspective wholesale. (What is a set, really? I don't care---but I care about the structure of its $\in$-relations to the other sets.) Even the urelements themselves can be simulated by finding structural copies of them within the pure set theory, just as we construct the integers and the real field.

In this way, both of the naive views mentioned two paragraphs back are overturned: the cumulative hierarchy of sets arises from nothing, towering higher than we can imagine, while providing the desired instances of all of our favored mathematical structures. This is the sense in which set theory unifies mathematics, by providing a common forum in which we can view all other mathematical arguments as taking place.

Lastly, let me mention that the idea of permuting urelements gave rise to the earliest consistency proofs of $\neg AC$. One begins with a model of ZFA, and then fixes a group of permutations of the urelements, restricting to the universe of sets that hereditarily respect that group action. It can be arranged that the resulting symmetric model satisfies $ZFA+\neg AC$, and so we arrive at models without the axiom of choice. It was not known how to do this in a pure set theory until Cohen introduced the forcing technique. Nevertheless, the Jech-Sochor embedding theorem shows that every initial segment of a permutation model of ZFA has a copy as a permutation model of ZF, in the pure theory, in which the iterated power set structure of the atoms is respected up to that bound. This theorem therefore simultaneously redeems the early approach to $\neg AC$ using urelements, while also showing that the method was not necessary for that application.

Apologies for this long answer...

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