[Math] Collaboration or acknowledgment

careerconventiongm.general-mathematicsmathematical-writingsoft-question

This post is a sequel of: When should a supervisor be a co-author?

This time the topic is about the interaction between two professional mathematicians (in particular junior-senior, but not necessarily).

Of course, this will depend on the nature of the interaction (Q&A on a specific subject or talks or informal discussions), its frequency (1 time/year or /month or /week or /day) and also on the level of the mathematicians: what can look a high contribution for one, can look not so high for an other. Also, someone don't need or just don't want to be a co-author, because it's not enough high level for him.
I've also heard about senior mathematicians of high level, allowing several discussions on a specific joint work with a lot of contributors, and then becomes co-author, just by writing a nice introduction, but without having written any detailed proof: like a conductor and his musicians.

Anyway, the mathematicians interact during conferences, by emails, on mathoverflow or in their institute.

Q: How to distinguish the interactions which should lead to a collaboration or to an acknowledgment?


A general answer may be a proper adoption of the American patent law rejection (of a coautorship): the alleged research contribution by the coauthor does not rise to the dignity of research.

Thus this would be the central question here. The general issue is the ethical quality of life in the creative environment (science, inventions, art, …). Here we concentrate on mathematical research publications. Arguably, the research credit is in this case among the most vital issues, including cases of being prevented from a publication. The mathematical credit is given (or should be) for theories, theorems, conjectures, definitions, even notation. Smooth expositions and monographs are highly valued (and regularly win academic advencement for the authors) but they are not strictly research. Now about more specific questions (an invitation to Answer and Comment):

An acknowledgement within a paper: what is ethical? (examples)

  1. inside the regular text;
  2. a formal Acknowledgement at the end of Introduction or the whole paper;
  3. inside Introduction;
  4. credit for using an unpublished result of one of the coauthors.

Giving credit among the coauthors (in their paper): what is (not) reasonable?

  1. The order of listing the coauthors (mathematical default: alphabetic; there are exceptions);
  2. Coauthors are discrete about the division of credit among them (mathematical default) or sometimes they spell out each author's contribution.

Kleptomania and stealing (never mind acceptable, but how to prevent it?)

More questions can be raised or some may be even erased.

An opinion (wh): a publication should adequately represent the research contributions of all involved, both of (co)authors and by others (non-coauthors). The word is adequately, without unnecessary details or assigning any weight to the researchers. A coauthor whose research contribution does not rise to the dignity of research should not be a coauthor.

Best Answer

No general rule can be established here. It is by mutual agreement of all involved parties that such things are usually decided. If you decide to write a paper where you use the results of a discussion with someone, you just ask the people with whom you discussed the matter whether they want to be co-authors, and whether they are willing to make any further contribution.

Another thing is a permanent of systematic collaboration with someone, in which case, on my opinion, the best thing is to follow thew Hardy-Littlewood collaboration rules:

http://moleseyhill.com/blog/2010/03/22/hardy-littlewood-rules/

EDIT. It was surprising to obtain so much feedback on the Hardy-Littlewood rules which are so simple and natural. Unfortunately nobody explained what (on their opinion) is wrong with Axiom 4 and other axioms, or what is the difference between the "present day collaborations" and those in the beginning of 20-th century.

Anyway, I feel happy with all those rules and always practice them with my permanent collaborations. I have many of them, and never had a slightest misunderstanding (not speaking of a quarrel) with my collaborators about co-authorship.

EDIT2. In the case of permanent/continuous/frequent collaboration, nothing better was ever proposed than the H-L "axioms". The case of occasional collaboration is more complicated. Here are the approximate rules I follow:

If I feel that there should be a publication, and there is a person with whom I discussed the subject and this person said something reasonable which I did not know, then I would offer a co-authorship. If the person declines, I can make some arguments to convince him/her. If s/he continues to decline, I either write the paper myself, and thank this person, or (if I feel that her contribution is very substantial), the thing remains unpublished. Some beautiful theorems remain unpublished, and will never be published, because a co-author declines:-(

A contribution can be anything. Statement of a problem (that is a specific conjecture, unpublished) can be a contribution which is sufficient for co-authorship. (For this reason I think that a thesis adviser is almost always eligible for co-authorship. But most advisers, including myself, would decline in most cases.)

As Rene Thom said once, "even a fool can prove theorems". Stating a good conjecture (correct or not) can be much more than 50% of the contribution. Similarly, a hint how to solve it can be also crucial.

Sometimes one sentence said in a conversation can be crucial. It does not matter, who wrote the final text, and who did the details of the proofs.