Algebraic Geometry – Geometric Characterization for Arithmetic Genus

ag.algebraic-geometrycharacteristic-classescomplex-geometryintuition

Let $X$ be a smooth projective variety over $\mathbb{C}$. The following information is all equivalent (any of these numbers can be computed by a linear equation from any of the others):

  1. the arithmetic genus of $X$
  2. the constant coefficient of the Hilbert polynomial of $X$
  3. $\chi(X, \mathscr{O}_X)$
  4. the "Todd genus" $\int_X \operatorname{td}(T_X)$, where $T_X$ is the tangent bundle of $X$ and $\operatorname{td}$ denotes the Todd class.

Is there a geometric characterization for any of these numbers?

If I understand correctly, characteristic classes (and in particular, Todd classes) can be defined entirely from the topology of $X$, or at least its structure as a smooth manifold. [Edit: This is not true–see the answer of "anonymous." If I understand correctly, the Todd class of a complex vector bundle is a smooth invariant. However, different complex structures on the same real manifold $X$ can give rise to non-isomorphic complex vector bundle structures on $T_X$; in fact, a complex vector bundle structure on $T_X$ is, by definition, an almost complex structure on a real manifold $X$.] Thus, in some sense, item 4 provides a "geometric characterization" for the arithmetic genus of $X$ (and the other items on the list). However, I personally find this description so far abstracted from actual geometric properties of $X$ as to be hardly geometric at all. (If anyone disagrees with me and can articulate a geometric intuition for the Todd genus, that would be a reasonable answer.)

By comparison, I do consider the following characterizations of various properties "geometric":

  • The self-intersection number of the diagonal embedding of $X$ into $X \times X$. (the Euler characteristic)
  • The number of points in which a general linear space of complementary dimension meets $X \subset \mathbb P^n$. (the degree of $X \hookrightarrow \mathbb P^n$)
  • The genus of the curve $X \cap L$, where $L$ is a general linear space of dimension one greater than $\operatorname{codim} X$. (I don't know of a standard name for this, but in a particular sense, it is one of the coefficients of the Hilbert polynomial of $X$.)
  • The maximum number of copies of $S^1$ that can be removed from $X$ without disconnecting it. (the genus of $X$ if $X$ is a smooth curve, i.e., Riemann surface)

Note that either the first or the last point gives a geometric characterization for (information equivalent to) the genus of a curve. Without one of these, I would not consider the third bullet a "geometric characterization" of anything. In a way, this provides part of my motivation for asking this question. Let $L_k$ be a general linear space of codimension $k$ in $\mathbb P^n$. Unless I am mistaken, knowing the Hilbert polynomial for $X$ is equivalent to knowing the arithmetic genus of $X \cap L_k$, for every $k \leq n$ such that this intersection is nonempty, via the formula
$$ \chi(\mathscr O_X(n)) = \sum_{k \ge 0} \chi(\mathscr O_{X \cap L_k}) \binom{n+k-1}{k}\;\text.$$

Thus, a geometric characterization for arithmetic genus would automatically give a geometric characterization for the Hilbert polynomial. (Again, in some sense, this is already provided by the Hirzebruch-Riemann-Roch Theorem; but I find this formula so abstracted as to be hardly geometric at all.)

Best Answer

First let me note that there is an unfortunate clash in terminology: the arithmetic genus of a smooth complex projective variety $X$ of dimension $n$ can mean either

a) The number $\chi (X, \mathcal O_X)$: the Hirzebruch arithmetic number in which you are interested .
b) The number $p_a(X)=(-1)^n(\chi (X, \mathcal O_X)-1)$, the Severi arithmetic genus, which has historical precedence but of course was defined non-cohomologically.
For example, for projective space we have $\chi (\mathbb P^n, \mathcal O_{\mathbb P^n})=1$ but $p_a (\mathbb P^n)=0$.

Hirzebruch introduced his definition mainly because it has the powerful multiplicativity property $$\chi (X\times Y,\mathcal O_{X\times Y})= \chi (X,\mathcal O_{X})\cdot \chi ( Y,\mathcal O_{ Y})$$ which certainly is a step toward the geometric interpretation you are seeking.

Another step in the right direction is that for a finite covering $X\to Y$ of degree $d$ we have the pleasant relation $\chi (X,\mathcal O_{X})=d\cdot \chi ( Y,\mathcal O_{ Y})$.
But the most important geometric property is that $\chi (X,\mathcal O_{X})$ is a birational invariant, because each number $dim_\mathbb C H^i(X,\mathcal O_{X})$ is already a birational invariant.

Arithmetic genus is reasonably easy to compute: for a hypersurface $H\subset \mathbb P^n$ of degree $d$ you have $p_a(H)=\binom {d-1}{n}$, which for $n=2$ gives the well-known elementary formula $p_a(C)=\frac {(d-1)(d-2)}{2}$ for the plane curve $C$.
[This formula (and others) can be found in Hartshorne, Chapter I, Exercise 7.2, page 54]
For a surface you have Max Noether's formula $\chi (S, \mathcal O_S)=\frac {c_1^2(S)+c_2(S)}{12}$, where $c_2(S)$ (=second Chern class of $S$) is also the purely topological Euler-Poincaré characteristic of $S$, equal to the alternating sum of the Betti numbers of the underlying toplogical space.$S_{top}$.

Finally, Fulton has given an axiomatic characterization of the arithmetic genus in algebraic geometry over an arbitrary algebraically closed field here.
In a sense it may be considered an explanation of the geometric significance of the arithmetic genus: if you want it to satisfy certain geometric properties, the definition is forced upon you.

Edit (added by Charles with Georges's permission): Fulton's axiomatic characterization may be described as follows: There is a unique assignment of a number $\mathcal{A}(X)$ to every [smooth irreducible projective variety over a fixed algebraically closed field] (hereafter simply "variety"), such that the following three axioms are satisfied:

  1. $\mathcal{A}$ respects isomorphism classes.
  2. If $X$ is a point, then $\mathcal{A}(X) = 1$.
  3. Let $X$, $Y$, and $Z$ be (smooth) varieties of the same dimension. Suppose that $X$, $Y$, and $Z$ can be embedded as codimension-one subvarieties of a common (smooth) variety $W$, such that

    • $X$ and $Y+Z$ are linearly equivalent as divisors in $W$, and
    • $Y$ and $Z$ intersect transversely in a disjoint union of (smooth) varieties $V_1, \dotsc, V_{\ell}$.

    Then $$\mathcal{A}(X) = \mathcal{A}(Y) + \mathcal{A}(Z) - \sum_i \mathcal{A}(V_i).$$

This assignment takes $X$ to its "Hirzebruch arithmetic number" $\mathcal{A}(X) = \chi(X, \mathcal{O}_X)$.

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