[Math] What’s an example of a vector space that doesn’t have a basis if we don’t accept Choice

axiom-of-choicehamel-basislinear algebraset-theoryvector-spaces

I've read that the fact that all vector spaces have a basis is dependent on the axiom of choice, I'd like to see an example of a vector space that doesn't have a basis if we don't accept AoC.

I'm also interested in knowing why this happens.

Thanks!

Best Answer

Classically, they can be pretty simple: that is,

We can have a model $M$ of ZFC, with an inner model $N$ of ZF, such that there is a $\mathbb{Z}/2\mathbb{Z}$-vector space $V\in N$ such that $(i)$ $N\models$"$V$ has no basis" and $(ii)$ $M\models$"$V\cong\bigoplus_{\omega}\mathbb{Z}/2\mathbb{Z}$".

Of course, inside $N$ this characterization of $V$ won't be visible.


I almost forgot the classic: $\mathbb{R}$, as a vector space over $\mathbb{Q}$! I'd argue this is "more complicated" than the one above in certain senses, but in others its more natural.


As to why this happens: basically, consider a "sufficiently large" vector space $V$ with lots of automorphisms. Then, starting in a universe $M$ of ZFC which contains $V$, we can build a forcing extension $M[W]$, where $W$ is a "generic copy" of $V$. That is, $W$ is isomorphic to $V$, but all twisted around in a weird way. Now, we can take a symmetric submodel $N$ of $M[W]$ - this is a structure between $M$ and $M[W]$, consisting (very roughly) of those things which can be defined from $W$ via a definition which is invariant under "lots" of automorphisms of $W$ - specifically, invariant under every automorphism fixing some finite set of vectors! But as long as $W$ is sufficiently nontrivial, no basis (or, in fact, infinite linearly independent set) is so fixed.

Of course, I've swept a lot under the rug - what's a forcing extension? what exactly is $M[G]$? and why does it satisfy ZF? - but this is a rough intuitive outline.


Actually, in a precise sense, this is the wrong answer: I've just argued that it's consistent with ZF that some vector spaces not have bases. But, in fact, Blass showed that "every vector space has a basis" is equivalent to the axiom of choice! See http://www.math.lsa.umich.edu/~ablass/bases-AC.pdf, which is self-contained. Blass' construction actually proves that "every vector space has a basis" implies the axiom of multiple choice - that from any family of nonempty sets, we may find a corresponding family of finite subsets (so, not quite a choice function); over ZF this is equivalent to AC (this uses the axiom of foundation, though).

Blass argues roughly as follows. Start with a family $X_i$ of nonempty sets; wlog, disjoint. Now look at the field $k(X)$ of rational functions over a field $k$ in the variables from $\bigcup X_i$; there is a particular subfield $K$ of $k(X)$ which Blass defines, and views $k(X)$ as a vector space over $K$. Blass then shows that a basis for $k(X)$ over $K$ yields a multiple choice function for the family $\{X_i\}$.

So now the question, "How can some vector spaces fail to have bases?" is reduced (really ahistorically) to, "How can choice fail?" And for that, we use forcing and symmetric submodels (or HOD-models, which turn out to be equivalent but look very different at first) as above.