General Topology – Epsilon-Delta Definition of Continuity Equivalence

continuitydefinitionepsilon-deltageneral-topologymetric-spaces

Claim: A function $f: \mathbb{X} \to \mathbb{Y}$ is continuous if given any open set $\mathbb{U} \subseteq \mathbb{Y}$ the inverse image $f^{-1} (\mathbb{U}) \subseteq \mathbb{X}$ is open.

How is this definition intuitively compatible with the $\epsilon-\delta$ definition of continuity?

Furthermore, on an application level, how is the above claim applicable in proving continuity of a function? i.e. is it useful for say proving that $f(x) = e^x$ is continuous?

Best Answer

Intuitively, if $U$ is open but $f^{-1}(U)$ is not, then $f^{-1}(U)$ contains a point $x_0$ such that for any neighborhood of $x_0$, however small, contains points outside of $f^{-1}(U)$. In other words, one can choose a point $x$ arbitrarily close to $x_0$ such that $f(x)\notin U$, even though $f(x_0)\in U$. For such a point $x$ very, very close to $x_0$, the value of $f(x)$ abruptly “jumps” outside the open set $U$, which is a violation of our intuitive concept of continuity: If $f$ were continuous, then one would expect that for a point $x$ very close to $x_0$, $f(x)$ should be very close to $f(x_0)$.


Formally, I assume we work in metric spaces $(\mathbb X, d_{\mathbb X})$ and $(\mathbb Y,d_{\mathbb Y})$.

The inverse-image definition implies the $\varepsilon$-$\delta$ definition.

Suppose that the inverse-image criterion is satisfied. Let $x_0\in\mathbb X$ and $\varepsilon>0$. Then, the ball $$B_{\mathbb Y}(\varepsilon, f(x_0))\equiv\{y\in\mathbb Y\,|\,d_{\mathbb Y}(y,f(x_0))<\varepsilon\}$$ of radius $\varepsilon$ about $f(x_0)$ is open in $\mathbb Y$, hence $f^{-1}(B_{\mathbb Y}(\varepsilon,f(x_0)))$ is open in $\mathbb X$. Since $x_0\in f^{-1}(B_{\mathbb Y}(\varepsilon,f(x_0)))$, there exists some ball of radius $\delta>0$ about $x_0$ such that $$B_{\mathbb X}(\delta,x_0)\subseteq f^{-1}(B_{\mathbb Y}(\varepsilon,f(x_0)))$$ This is exactly the $\varepsilon$-$\delta$ criterion: if $x\in \mathbb X$ is such that $d_{\mathbb X}(x,x_0)<\delta$, then $d_{\mathbb Y}(f(x),f(x_0))<\varepsilon$.

The $\varepsilon$-$\delta$ definition implies the inverse-image definition.

Suppose that the $\varepsilon$-$\delta$ criterion holds and let $U\subseteq\mathbb Y$ be open. By the definition of openness in metric spaces, there exists for each $y\in U$ some $\varepsilon_y>0$ such that $$B_{\mathbb Y}(\varepsilon_y,y)\subseteq U.$$ In fact, it is not difficult to check that $$U=\bigcup_{y\in U}B_{\mathbb Y}(\varepsilon_y,y).\tag{$\clubsuit$}$$ I now claim that $f^{-1}(U)$ is open in $\mathbb X$. Suppose that $x_0\in f^{-1}(U)$. Then $f(x_0)\in U$, so $f(x_0)\in B_{\mathbb Y}(\varepsilon_{y_0},y_0)$ for some $y_0\in U$ by ($\clubsuit$). [In fact, as @Dominik pointed out in a comment below, one can take $y_0\equiv f(x_0)$. This observation allows to make the derivation that follows a lot simpler.] That is $d_{\mathbb Y}(f(x_0),y_0)<\varepsilon_{y_0}$. Define $$\xi\equiv\varepsilon_{y_0}-d_{\mathbb Y}(f(x_0),y_0)>0.\tag{$\star$}$$ By the $\varepsilon$-$\delta$ definition of continuity, there exists some $\delta>0$ such that $$\text{if }x\in\mathbb X\text{ and }d_{\mathbb X}(x,x_0)<\delta\text{, then }d_{\mathbb Y}(f(x),f(x_0))<\xi.\tag{$\diamondsuit$}$$ I now claim that $$B_{\mathbb X}(\delta,x_0)\subseteq f^{-1}(U),\tag{$\spadesuit$}$$ which will show that $f^{-1}(U)$ is open (since its generic element $x_0$ has a ball around it still in $f^{-1}(U)$), as desired. To this end, let $x\in B_{\mathbb X}(\delta,x_0).$ That is, $d_{\mathbb X}(x,x_0)<\delta$. Then, by ($\diamondsuit$), one has that $$d_{\mathbb Y}(f(x),f(x_0))<\xi.$$ In turn, the triangle inequality and ($\star$) imply that $$d_{\mathbb Y}(f(x),y_0)\leq d_{\mathbb Y}(f(x),f(x_0))+d_{\mathbb Y}(f(x_0),y_0)<\xi+d_{\mathbb Y}(f(x_0),y_0)=\varepsilon_{y_0}.$$ This means that $f(x)\in B_{\mathbb Y}(\varepsilon_{y_0},y_0)\subseteq U$, so that $x\in f^{-1}(U)$. Therefore, ($\spadesuit$) holds, as claimed.

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