Dixmier’s lemma as a generalisation of Schur’s first lemma

group-theoryoperator-theoryrepresentation-theory

What mathematicians call Schur's lemma is known to physicists as Schur's second lemma:

  • An intertwiner of two irreducible representations of a group is
    either zero or isomorphism.

It is valid for all dimensionalities — finite, countable,
uncountable.

The following statement is referred to in physics books as
Schur's first lemma:

  • An intertwiner from an irreducible representation to itself is a scalar times the identity operator.

In finite dimensions, the latter lemma easily follows from the former one:

  • Let $\,{\mathbb{A}}\,$ be the said irreducible representation, with
    an element $\,g\,$ of the group $\,G\,$ mapped to an operator
    $\,{\mathbb{A}}_g\,$. If $\,{\mathbb{M}}\,$ is an intertwiner, i.e.,
    if $~{\mathbb{M}}\,{\mathbb{A}}_g\,=\,{\mathbb{A}}_g\,{\mathbb{M}}~$
    for $\,\forall\, g\in G\,$, then $~({\mathbb{M}}\,-\,\lambda\,{\mathbb{I}})\,{\mathbb{A}}_g\,=\,{\mathbb{A}}_g\,({\mathbb{M}}\,-\,\lambda\,{\mathbb{I}})\,$,
    where $\,\lambda\,$ is any eigenvalue of $\,{\mathbb{M}}\,$, while
    $\,{\mathbb{I}}\,$ is the identity matrix. Schur's Second Lemma says
    that the matrix $\,({\mathbb{M}}\,-\,\lambda\,{\mathbb{I}})\,$ is
    either zero or nonsingular. The latter option, however, is excluded
    because the eigenvector corresponding to $\,\lambda\,$ is mapped by
    the operator
    $~({\mathbb{M}}\,-\,\lambda\,{\mathbb{I}})\,{\mathbb{A}}_g\,$ to
    zero. So this is a zero operator, and
    $\,{\mathbb{M}}\,=\,\lambda\,{\mathbb{I}}\,$.
    $\left.\qquad\right.$

${\mathbb{QED}}$

This proof works only for finite dimensions, because it requires a nonzero $\,{\mathbb{M}}\,$ to possess at least one nonzero eigenvalue.

A generalisation of Schur's first lemma to countable dimensions is Dixmier's lemma.

I present its formulation for group representations, because this is the language understandable to a physicist.

  • Suppose that $\,V\,$ is a countable-dimension vector space over
    $\,{\mathbb{C}}\,$ and that $\,{\mathbb{A}}\,$ is a group
    representation acting irreducibly on $\,V\,$. If the intertwiner
    $\,{\mathbb{M}}\in\,$Hom$\,_C(V, V )\,$ commutes with the action of
    $\,{\mathbb{A}}\,$, then there exists a number $\,c\in{\mathbb{C}}\,$ for
    which $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is not invertible on the space
    $\,V\,$.

Proof

To employ reductio ad absurdum, start with an assumption that the map $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is invertible for $\,\forall c\in {\mathbb{C}}\,$.
Then, for any non-zero polynomial
$$\,P(x)\,=\,(x-p_1)\,(x-p_2)\,.\,.\,.\,(x-p_N)\,\;,$$
invertible is the map
$$\,P({\mathbb{M}})\,=\,({\mathbb{M}}\,-\,p_1\,{\mathbb{I}})\,({\mathbb{M}}\,-\,p_2\,{\mathbb{I}})\,.\,.\,.\,({\mathbb{M}}\,-\,p_N\,{\mathbb{I}})\,\;,$$
because the composition of invertible maps is invertible.

Consider all rational functions $\,R(x)\,=\,P(x)/Q(x)\,$, with $\,P(x)\,$ and $\,Q(x)\,$ complex-valued polynomials in a complex variable $\,x\,$.
Defined on $\,{\mathbb{C}}\,$ except an unspecified finite subset (allowed to vary with each function), they constitute a space $\,{\mathbb{C}}(x)\,$ over $\,{\mathbb{C}}\,$. While the space $\,{\mathbb{C}}[x]\,$ of polynomials is of countable dimensions over $\,{\mathbb{C}}\,$, the space $\,{\mathbb{C}}(x)\,$ of rational functions is of uncountable dimensions.

For any $\,R(x)\,=\,P(x)/Q(x)\,$, there exists a map $\,R({\mathbb{M}})\,=\,P({\mathbb{M}})/Q({\mathbb{M}})\,$.
Hence a map
$$
{\mathbb{C}}(x)\,\longrightarrow\,\mbox{Hom}_C\,(V,\,V)\,\;.
$$

As we saw above, our initial assumption that the map $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is invertible for $\,\forall c\in {\mathbb{C}}\,$ implies that all nonzero polynomials in $\,{\mathbb{M}}\,$ are invertible. For an invertible polynomial $\,Q({\mathbb{M}})\,$, invertible is the map $\,1/Q({\mathbb{M}})\,$. So the maps $\,R({\mathbb{M}})\,=\,\left(\,Q({\mathbb{M}})\,\right)^{-1}\,P({\mathbb{M}})\,$ are compositions of invertible transformations, and thus are invertible. Stated alternatively, if $\,v\in V\,$ is non-zero, then $\,R({\mathbb{M}})\, v\,=\,0\,$ necessitates $\,P({\mathbb{M}})v\,=\,0\,$.

This, in its turn, can be true only if $\,P\,$ is the zero polynomial: $\;P(x)\,=\,0\;$ and, therefore, $\,R\,$ is the zero function, $\,R(x)\,=\,0\,$. In other words, only one element of the space $\,{\mathbb{C}}(x)\,$, the function $\,R(x)\,=\,0\,$, is mapped to the zero element $\,R({\mathbb{M}})\,=\,0\,$ of the space $\,\mbox{Hom}_C\,(V,\,V)\,$. Hence the map $\,{\mathbb{C}}(x)\,\longrightarrow\,\mbox{Hom}_C\,(V,\,V)\,$ is injection — which implies that the dimensionality of $\,\mbox{Hom}_C\,(V,\,V)\,$ is uncountable, because such is the dimensionality of ${\mathbb{C}}(x)\,$. This, however, is incompatible with the assumption that $\,V\,$ is of countable dimensions.

${\mathbb{QED}}$

Now, my question.

We have proven that, for some $\,c\in{\mathbb{C}}\,$, the operator $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is not invertible.

Can we now use Schur's second lemma, to state that $\,{\mathbb{M}}\,$ is a scalar multiple of the identity operator?

In finite dimensions, the noninvertibility of $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is equivalent to $\,c\,$ being an eigenvalue of the matrix $\,{\mathbb{M}}\,$. However, in infinite dimensions this is not necessarily so. When $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is noninvertible (while the linear operator $\,{\mathbb{M}}\,$ is bounded), $\,c\,$ is said to belong to the spectrum of $\,{\mathbb{M}}\,$ — which does not necessitate it being an eigenvalue. An operator on an infinite-dimensional space may have a nonempty spectrum and, at the same time, lack eigenvalues.

Despite this circumstance, will it be legitimate to say that, if

  • $\exists\,c\in{\mathbb{C}}\,$ for which $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is not invertible,

  • $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,$ is an intertwiner of an irreducible representation to itself,

  • Schur's second lemma works in all dimensions,

then $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,=\,0\,$ and $\,{\mathbb{M}}\,$ is proportional to the identity operator?

Best Answer

Yes, it indeed is correct that Dixmier's lemma, together with Schur's lemma, entail the stronger statement that $\,{\mathbb{M}}\,-\,c\,{\mathbb{I}}\,=\,0\,$ and, therefore, $\,{\mathbb{M}}\,$ is proportional to the identity operator.

See Lemma 99 in https://arxiv.org/abs/1212.2578 , where the story actually follows N. R. Wallach `Real Reductive Groups. 1.'

Thanks to @Max who kindly drew my attention to that lemma.

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