Bounds for the rank of the sum of two linear maps

inequalitylinear algebralinear-transformationsvector-spaces

The following is Exercise 3.15 from the German textbook Lineare Algebra by Hans-Joachim Kowalsky and Gerhard O. Michler:

Let $\varphi$ and $\psi$ two linear maps from a finite-dimensional vector space $V$ to a finite-dimensional vector space $W$ with $\dim{\varphi(V)} = m$ and $\dim{\psi(V)} = n$. Show that $$|m-n| \leq \operatorname{rk}(\varphi + \psi) \leq m + n.$$

Progress and Approaches:

  • The second inequality can be shown by using the fact that the image of $\varphi + \psi$ is contained in the sum of the images of $\varphi$ and $\psi$ and the dimension formula for subspaces.
  • However, the other direction does not turn to work as smoothly. I tried to consider the kernels of $\varphi$, $\psi$ and $\varphi+\psi$ with the hope that I could apply the Rank-Nullity-Theorem and the dimension formula from before. But it turns out that there is no relationship between these.

I also do not know how to acquire the absolute value of $m-n$ in the end. This must mean that one needs to assume that one image is larger than the other. But I do not see how this is supposed to work.

Could you please help me with this exercise? Thank you in advance!

Best Answer

$\newcommand{\rk}{\operatorname{rk}} \newcommand{\im}{\operatorname{im}}$

Note that $\rk \varphi = \rk (- \varphi)$, since $\im \varphi = - \im \varphi$. Now, by the item that you have already solved,

$$ \rk \psi = \rk (\psi + \varphi -\varphi) \leq \rk(\psi+\varphi) + \rk (-\varphi) = \rk(\psi+\varphi) + \rk \varphi. $$

and so $\rk \psi - \rk \varphi \leq \rk (\psi + \varphi)$. Interchanging the roles of $\psi$ and $\varphi$ we get that $\rk \varphi - \rk \psi \leq \rk \psi + \varphi$ and so

$$ |m-n| = |\rk \psi - \rk \varphi| \leq \rk (\psi + \varphi). $$

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